The 3rd Annual Trade Surveillance and Compliance Monitoring 2014 is a conference that covers topics such as:
- Best practice in monitoring HFT and algo trading
- Implementation of ESMA guidelines
- Intelligent surveillance systems that can manage higher volumes of data and higher volumes of trades
- How and when should desk reviews be performed?
- Best practice on complex products such as structured products and derivatives
The 3rd Annual Trade Surveillance and Compliance Monitoring 2014 brings together Heads of
- Trade Monitoring
- Trade Surveillance
- Compliance
- Trade Control
- Compliance Monitoring
from
- Commodity Trading Firms
- Banks
- Brokers
- Asset Managers
- Exchanges
