Anti-Manipulation Rules Concerning Securities Offerings 2016 is a webinar that covers topics such as:
- Prohibition of Price Manipulation
- CFTC Proposed Rules to Expand Prohibition on Market Manipulation
- The Red Flags of Securities Fraud
- SEC Proposes Rule 9j-1 under the Exchange Act for Security-based Swaps
- The Monetary Scope of Securities Fraud
- The Four Fundamental Categories of Securities Fraud
- Investigative Resources and Examination Strategies
- Investment Fraud Terminology
Anti-Manipulation Rules Concerning Securities Offerings 2016 is intended for:
- Controllers and corporate managers
- Bank and financial institution auditors
- Governance, risk management and compliance officers
- Forensic and management accountants, accounts payable, and financial analysts
- CFEs and other anti-fraud professionals
- Internal and external auditors, CPAs and CAs
- Securities attorneys
- Financial services professionals
- Board members