BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes 2014 is a webinar that covers topics such as:
- Where regulatory attention is being placed
- Updating your risk profiles, including due diligence
- CTR hotspots
- Changes in funds transfers and BSA definitions
- Selling monetary instruments for cash - collecting and retaining information, plus the addition of gift cards?
- Suspicious Activity Reporting (SAR)- the backbone of an effective BSA program, plus e-Filing
- OFAC rules - who to screen?
- Funds transfer record keeping
- Additional requirements, such as 314(a), PEPs, and Pouch activities
- Blocked and rejected transactions - what`s the difference and how do I know which to do?
- FinCEN hotspots and areas for review
- Identifying customers and maintaining proper evidence under CIP rules
BSA/AML/OFAC Risk Assessments and Evaluation Compliance Program - How to Deal, Change and Create Efficiencies and Effectiveness Processes 2014 is intended for:
- Internal Auditors
- BSA / AML Officers
- Money Service Business BSA/AML Officers
- Staff with roles and responsibilities in BSA / AML management and oversight
- Compliance Officers
- Corporate Audit
- Risk Managers