Investment Adviser Compliance Forum 2011

Investment Adviser Compliance Forum 2011 is a conference that covers topics such as:

• Insider Trading Issues within the Firm
• Dodd-Frank Act and the Impact to the Investment Adviser Community
• New Registration Forms for Investment Adviser
• Prepare Internally for SEC Examinations
• Emerging Issues with Social Media Platforms

Investment Adviser Compliance Forum brings together executives and managers involved in Compliance Counsel and Global Compliance, Chief Compliance Officers, Investment Advisers and Hedge Fund Managers.