Marketing & Advertising Compliance Forum for Investment Advisors 2016

  • 22-23 Aug 2016
  • Princeton Club of New York, New York City, NY, United States

Description

The Marketing & Advertising Compliance Forum for Investment Advisors 2016 is dedicated to Enhance your growth potential through compliant advertising & marketing practices.

The Marketing & Advertising Compliance Forum for Investment Advisors 2016 covers topics such as:

  • The SEC’s top priorities regarding marketing & advertising
  • Best practices for establishing compliance policies and procedures that keep you out of hot water with the SEC
  • How to update marketing & advertising materials to reflect fiduciary rule changes
  • Tips & tricks for a compliant internet-based, mobile-friendly marketing and advertising campaign
  • Providing accurate, error-free RFP responses, client inquires, and DDQs that don’t mislead investors
  • Proactive preparation to stay ahead of an SEC exam
  • JOBS Act and its influence on the advertising & marketing of private funds

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Important

Please, check "Marketing & Advertising Compliance Forum for Investment Advisors" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance, Marketing & Sales

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