National Society of Compliance Professionals National Meeting - NSCP 2017

2017 (Not Final)   United States

The National Society of Compliance Professionals National Meeting - NSCP 2017 will be held in United States in 2017 (Not Final).

The National Society of Compliance Professionals National Meeting - NSCP 2017 is a conference that covers topics such as:

  • An Introduction to the Advisers Act and the Role of the Compliance Officer
  • An Introduction to FINRA Regulations and the Role of the Compliance Officer
  • Professional Development for Compliance Professionals
  • Fundamentals of Compliance and Best Practices for Private Funds and Hedge Funds
  • The Basics of Underwriting
  • Establishing Effective Records Management in Accordance with Rules and Using Technology

The National Society of Compliance Professionals National Meeting - NSCP 2017 brings together Hedge Fund/Private Fund personnel, Investment Advisers, Dealers, Brokers and Investment Companies.

850-1700 US Dollar
Included

Important

Please, check the official conference website for possible changes, before you make any traveling arrangements

Prices are for evaluation only.

Find Similar Events by Category

Featured Conferences & Exhibitions