The Impact of Compliance Upon Your Industry: The Compliance Toolkit 2013

Key Topics

• Compliance Program Details
  • The Sarbanes Oxley Act of 2002
  • Standards for Attestation Engagements (SSAE-16)
  • Foreign Corrupt Practices Act (FCPA)
  • U.S. Sentencing Guidelines
  • The JOBS Act
  • The Foreign Account Tax Compliance Act (FATCA)
  • Bureau of Industry and Security (BIS)
  • Office of Foreign Asset Control (OFAC)
  • Foreign Terrorist Organization (FTO)
  • Excluded Parties List System (EPLS)
  • Financial Crimes Enforcement Network (FinCEN)
  • The Fair and Accurate Credit Transactions Act (FACTA)
  • The Federal Financial Institutions Examination Council (FFIEC)
  • Gramm-Leach-Bliley Act (GBLA)
  • Reg CC
  • Bank Secrecy Act (BSA)
  • U.S. Patriot Act and Consumer Identification Program (CIP)
  • Reg E
  • Health and Insurance Portability and Accountability Act (HIPAA)
  • Office of Inspector General (OIG)
  • IRS Records Retention
  • Accountable T&E Plans and Employee Expenses
• Compliance Program Basics
• Compliance Case Study
• Applying Compliance Requirements to Business Processes

Who should Attend

• Controllers
• CFOs
• Chief Compliance Officers
• CAEs
• Senior Accounting and Finance Managers and Executives