Understanding the New SEC Guidance on the Custody Rule: SLOAs, First-Person Transfers, and Inadvertent Custody 2017 is a webinar that covers topics such as:
- Custody Defined
- Rule 206(4)-2
- We have Custody, Now What?
- Frequently Asked Questions
- Client Communication
- Custody Fees
- External Forensic Testing
- Internal Forensic Testing
Understanding the New SEC Guidance on the Custody Rule: SLOAs, First-Person Transfers, and Inadvertent Custody 2017 is intended for:
- Investment Advisory Firms
- Financial Planning
- Investment Managers
- Financial Services
- Accountants
- Portfolio Managers
- Auditors
- Certified Public Accounts
- Compliance Consultants