12th Annual Registrant Regulation Summit 2019

May 14-15, 2019
Doubletree by Hilton Toronto Downtown

The 12th Annual Registrant Regulation Summit 2019 will be held in Toronto, Canada on May 14-15, 2019.

The 12th Annual Registrant Regulation Summit 2019 is dedicated to client-focused reforms, investor protection, sales practices, derivatives, and open banking.

The 12th Annual Registrant Regulation Summit 2019 covers topics such as:

  • What open banking may mean for your business
  • The latest updates on client-focused reforms, derivatives business conduct and registration rules and embedded commissions
  • What impact GDPR and US regulatory decisions could have on Canada
  • The future of advice and financial planning harmonization
  • Implementing Fintech developments in compliance with regulations
  • How RegTech could play a role in your organization
  • Building a sustainable regulatory compliance management framework
  • Providing suitable advice to older investors

The 12th Annual Registrant Regulation Summit 2019 brings together investment funds, portfolio managers and EMDs.

Venue (View Map)

Doubletree by Hilton Toronto Downtown
108 Chestnut Street,
Toronto,
Canada
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2195 Canadian Dollar

Important

Please, check the official conference website for possible changes, before you make any traveling arrangements

Prices are for evaluation only.

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