19th Annual REGULATORY COMPLIANCE FOR FINANCIAL INSTITUTIONS 2013

  • Nov 2013
  • Sheraton Centre Toronto Hotel, Canada

Description

REGULATORY COMPLIANCE FOR FINANCIAL INSTITUTIONS is a conference dedicated to Cost Effective Risk Management Strategies to Meet Increasing Compliance Demands.

REGULATORY COMPLIANCE FOR FINANCIAL INSTITUTIONS covers topics such as:

  • Performance under the fcac compliance framework
  • Neutralizing risk with a fine-tuned crisis management plan
  • The impact of changes to domestic and international aml regulations
  • preparing to comply with the mortgage pre-payment disclosure rule revisions
  • Optimum performance on operational risk management programs to meet objectives and satisfy the regulators
  • Good governance: compliance with new mandates to protect the board and the organization
  • Cost effective operational risk management strategies for the board and the organization

REGULATORY COMPLIANCE FOR FINANCIAL INSTITUTIONS brings together Compliance Officers, Regulatory Authorities, In-house Counsel, Operations and Risk, Domestic and Foreign Banks, Internal Auditors and others in:, Life Insurance Companies, Credit Unions, Securities Firms, Investment Banks and Advisors, Financial Advisory Companies, Asset-management Firms, Law Firms, Operational Risk Management, Consulting Firms, Accounting Firms, Accountants, Pension Funds, IT and Operations, Risk Managers, Consultants, Lawyers in private practice (Canada and U.S.) and Global Custodians.

Past Events

Important

Please, check "Annual REGULATORY COMPLIANCE FOR FINANCIAL INSTITUTIONS" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance, International Trade, Legal, Management
Government & Global Issues: Law & Regulations

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