AML/OFAC Risk Assessment – The Cornerstone of an Effective Compliance Shop 2019

  • 13 Mar 2019
  • Webinar

Description

AML/OFAC Risk Assessment The Cornerstone of an Effective Compliance Shop 2019 is a webinar that covers topics such as:

  • Identifying each department’s OFAC risk factors
  • What is on the OFAC list
  • Document and summarize
  • Evaluating and rating each risk
  • Higher risk geographic locations in relation to BSA/AML
  • 10 risk-based OFAC monitoring and screening practices
  • 5 specific risk categories of AML

AML/OFAC Risk Assessment The Cornerstone of an Effective Compliance Shop 2019 is intended for:

  • Securities attorneys
  • Financial services professionals
  • Risk/compliance officers in the field of finance
  • Fraud professionals
  • Governance/board members
  • Wall Street professionals

Past Events

Important

Please, check "AML/OFAC Risk Assessment – The Cornerstone of an Effective Compliance Shop" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance, Internal Audit & Compliance, Legal, Risk Management

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