Application for Investor Advisor Registration - ADV Part 1, Part 2A, Part 2B and More 2016 is a webinar that covers topics such as:
- Maintaining accurate information
- Collection of the required data
- When to submit
- Distinguishing what information applies to which form ADV
- A breakdown of each section of the ADV
- Avoid key areas of non?compliance
Application for Investor Advisor Registration - ADV Part 1, Part 2A, Part 2B and More 2016 is intended for:
- Finance
- Registered Investment Advisors
- Compliance Consultants
- Investment Management
- Operations Managers
- Audit and Compliance Personnel/Risk Managers
- Attorneys
- Chief Operating Officers
- Client Service Managers
- Investment Management/Portfolio Managers/Research Analyst