BSA/AML - What is Old is New Again? 2019 is an event dedicated to learn best practices to ensure BSA and AML compliance and avoid failure and fines.
BSA/AML - What is Old is New Again? 2019 covers topics such as:
- Where new regulatory attention is being focused – very important.
- A clear definition of Due Diligence, from the man who wrote the book.
- How compliance can be guaranteed to fail.
- How to find your exposure to systemic risk and guaranteed fine.
- New ways of laundering money
- The role of the compliance officer and team.
- Securities
- Art
- Getting up from your desk
- Steps to avoid failure and fines
- Writing the reports; SAR, internal, etc.
- Third party help
BSA/AML - What is Old is New Again? 2019 intended for:
- Risk Managers
- Compliance Personnel
- Lawyers – not for law but on what is to be expected of compliance officers
- Any branch or OSJ manager
- Securities Broker Dealers
- Members of Audit Committee and Risk Committees
