Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More 2015 is a webinar that covers topics such as:
- Analyze FinCEN definition of "Legal Entity" and implications of such definition
- Review which types of financial institutions are covered by FinCEN proposed regulations
- Assess FATCA requirements and relevance to AML practices
- Overview of EU requirements and status of directive
- Compare and contrast different regulatory regimes (FinCEN, EU, FATCA, OFAC)
- Evaluate OFAC requirements on "Shadow SDNs", differences between regulations and Q+A
- Review recommended "best practice" CDD procedures to be applied
- Evaluate exemptions in FinCEN proposed regulations, compare to EU directive
Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More 2015 is intended for:
- Internal Auditors
- Compliance and legal personnel
- Operations (onboarding) personnel
- Consultants
- External Auditors
- Management levels responsible for Internal Audit, Compliance or Onboarding
