Job-Specific BSA for Deposit Operations: SAR Monitoring, 314(a) Requests & CIP 2017 is a webinar that covers topics such as:
- Risk assessment best practices for CDD and EDD in 2017 - and 2018 changes
- When an account is opened, what does the front line need to know regarding customer due diligence (CDD), enhanced due diligence (EDD), and beneficial ownership?
- Recent enforcement actions on failure to identify, monitor, and report suspicious activity
- Tips for monitoring an effective CIP, including case studies
- Seven steps that should be included in 314(a) procedures
- Tips for deposit operations staff to avoid five violation areas
Job-Specific BSA for Deposit Operations: SAR Monitoring, 314(a) Requests & CIP 2017 is intended for:
- Deposit Operations staff
- BSA (Bank Secrecy Act) officers and staff
- Loan Officers
- Loan Operations personnel
- Risk managers
- Branch personnel
- New Account Staff
- Compliance Officers
- Auditors
