On-site BSA/AML/OFAC Examination 2017 is a webinar that covers topics such as:
- Entry Letter Questionnaire - or - the First Day Letter
- Advance notice
- Scoping of the examination
- Gathering and Delivery of Entry Letter Responses
- Prior Examination issues: Remediation, tracking, and validation
- Examination activities, transaction testing, policies, procedures
- Preliminary close-out meetings
- Examination findings
- Delivery of the examination report
- Formal close-out meeting - with management with board of directors
- Establishing tracking for remediation of examination issues
- Responding to the examination report
On-site BSA/AML/OFAC Examination 2017 is intended for:
- Compliance Officers
- BSA/AML Officers
- Sanctions Officers
- Chief Compliance Officers
- AML Analysts
- Regulatory Liaisons
- Chief Risk Officers
- Risk Officers
- Risk Managers
- Legal Departments
- Banks
- CEO/Presidents
- Money Services Businesses
- Broker-Dealers
- Other non-bank financial institutions
