Potential Consequences of Fiduciary Risk and the Roles and the Positioning of Fiduciary Risk Management in the Organization 2015 is a webinar that covers topics such as:
- Understanding the nature of fiduciary risk
- Fiduciary risk events
- Fiduciary risk conditions
- Fiduciary risk consequences
- Understanding the nature of fiduciary responsibility
- U.S. laws and regulations governing fiduciary relationships
- Establishing the presence of fiduciary risk responsibilities
- Nature of fiduciary roles and responsibilities
- Entity specific
- Corporate management of fiduciary risk
- Committee charter
- Management committee
- Oversight role
- Fiduciary risk policies and procedures
- Evaluating the causes of fiduciary risk events - Role and responsibility specific
- Personal trust
- Asset management
- Investor services
- Corporate trust
Potential Consequences of Fiduciary Risk and the Roles and the Positioning of Fiduciary Risk Management in the Organization 2015 is intended for:
- Senior managers of asset management firms
- Senior bank managers of fiduciary businesses
- Staff with personal trust responsibilities
- Staff with asset management responsibilities
- Staff with investor services responsibilities
- Staff with corporate trust services responsibilities
- Compliance managers with oversight responsibility of fiduciary businesses
- Risk managers with oversight responsibility of fiduciary businesses
- Regulator staff
- Auditors of fiduciary businesses
- Educational programs at the university level