Preparing for a BSA/OFAC Regulatory Examination 2019 is an event dedicated to steps a company can take in advance to optimize the progress of a BSA/OFAC regulatory examination.
Preparing for a BSA/OFAC Regulatory Examination 2019 covers topics such as:
- The "rule book" of various regulators
- Organizing your team: BSA/OFAC compliance staff, business staff with AML responsibilities, senior executives, agents
- Putting your plan in place before receiving the regulator’s call
- Organizing all relevant information relating to the BSA/AML and OFAC programs
- Consolidating information on your organization’s BSA and sanctions risks
- Undergoing the examination
- Preparing your team, including communications protocols
- Following up
Preparing for a BSA/OFAC Regulatory Examination 2019 intended for:
- BSA/AML Compliance Officers
- Internal Auditors
- Chief Compliance Officers
- Operational Risk Managers
