Private Placements and Red Flags to Look For 2015 is a webinar that covers topics such as:
- Checklist of questions and areas to look at
- What is due diligence
- Background checks
- Red flags found in the PPM or offering documents
- Broker understanding your situation well enough to tell you not to buy
- Are the financials audited or unaudited
- As a broker/dealer or registered investment advisory have you documented your review
- Are there other similar products available that are freely traded
- Has the selling firm properly trained the salesmen
- How complex is the offering
Private Placements and Red Flags to Look For 2015 is intended for:
- Broker dealers
- Investors
- Financial industry branch managers
- Registered investment advisors
- Financial industry due diligence staff
- Financial industry compliance officers
- Family office managers and advisors
- Pension fund managers
- Financial intermediaries
- Accountants
- Securities attorneys
- Accredited investors
- Tax personnel
- Financial Advisors
- Attorneys and legal advisors
