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Regulations & Operational Compliance for Funds 2016
15 Mar 2016
London, United Kingdom
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Description
Regulations & Operational Compliance for Funds 2016
is a course that covers topics such as:
Impact of MiFID 2 on fund management
UCITS Directives and AIFMD
Main parties involved
Key COLL regulations
Fund administration - the Transfer Agent and accountant
Fund governance and documentation
Pricing errors
Developing effective control environment for fund accounting
The RDR & share classes
Investment & borrowing powers of UCITS vs NURS funds
Third party agreements and oversight
Oversight of offshore funds
FCA Review of Outsourcing Oversight
Risk management and compliance
Past Events
Regulations & Operational Compliance for Funds 2016 - 15 Mar 2016, London, United Kingdom
(57968)
Important
Please, check "Regulations & Operational Compliance for Funds" official website for possible changes, before making any traveling arrangements
Event Categories
Business:
Finance, Internal Audit & Compliance
Government & Global Issues:
Law & Regulations
Services:
Banking
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