AML/OFAC Risk Assessment: The Cornerstone of an Effective Compliance Shop 2016

  • 20 Jan 2016
  • Webinar

Description

AML/OFAC Risk Assessment: The Cornerstone of an Effective Compliance Shop 2016 is a webinar that covers topics such as:

  • Identify each department`s OFAC risk factors
  • Know what is on the OFAC list
  • Document and summarize
  • Evaluate and rate each risk
  • Higher risk geographic locations in relation to BSA/AML
  • 10 risk-based OFAC monitoring and screening practices
  • 5 specific risk categories of AML

AML/OFAC Risk Assessment: The Cornerstone of an Effective Compliance Shop 2016 is intended for attendees from:

  • Securities attorneys
  • Financial services professionals
  • Risk/compliance officers in the field of finance
  • Fraud professionals
  • Governance/board members
  • Wall Street professionals

Past Events

Important

Please, check "AML/OFAC Risk Assessment: The Cornerstone of an Effective Compliance Shop" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance, Internal Audit & Compliance
Government & Global Issues: Law & Regulations

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