12th Annual Registrant Regulation Summit 2019

  • 14-15 May 2019
  • Doubletree by Hilton Toronto Downtown, Canada

Description

The 12th Annual Registrant Regulation Summit 2019 is dedicated to client-focused reforms, investor protection, sales practices, derivatives, and open banking.

The 12th Annual Registrant Regulation Summit 2019 covers topics such as:

  • What open banking may mean for your business
  • The latest updates on client-focused reforms, derivatives business conduct and registration rules and embedded commissions
  • What impact GDPR and US regulatory decisions could have on Canada
  • The future of advice and financial planning harmonization
  • Implementing Fintech developments in compliance with regulations
  • How RegTech could play a role in your organization
  • Building a sustainable regulatory compliance management framework
  • Providing suitable advice to older investors

The 12th Annual Registrant Regulation Summit 2019 brings together investment funds, portfolio managers and EMDs.

Past Events

Important

Please, check "Annual Registrant Regulation Summit" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance

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