22nd Annual SECURITIES REGULATION AND COMPLIANCE 2012

  • 23-24 Oct 2012
  • Marriott Bloor Yorkville Hotel, Toronto, Canada

Description

The 22nd Annual SECURITIES REGULATION AND COMPLIANCE 2012 is a conference that covers topics such as:

  • Risk Management in Futures Trading and Electronic Commodities
  • Neutralizing Risk at the Outset: Testing the Effectiveness of the Compliance Programs
  • Prepare for Changes in Marketing of Prospectus Offerings

The 22nd Annual SECURITIES REGULATION AND COMPLIANCE 2012 brings together:

  • Securities and Corporate Lawyers in Private Practice
  • Regulators
  • Compliance Officers
  • General Counsel, In-House Counsel, Chief Legal Officers
  • Chief Financial Officers, Chief Executive Officers, Internal Auditors, Controllers
  • Securities industry Executives, Managers, Dealers, Brokers, Transfer Agents and Professionals
  • Corporate Secretaries
  • Directors and Officers
  • Corporate and Commercial Investors
  • Underwriters and Issuers
  • Mutual Fund and Pension Fund Managers
  • Investment Portfolio Executives and Dealers

Past Events

Important

Please, check "Annual SECURITIES REGULATION AND COMPLIANCE" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance, International Trade, Legal, Management
Government & Global Issues: Law & Regulations

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