Anti-Manipulation Rules Concerning Securities Offerings 2016

  • 24 Aug 2016
  • Webinar

Description

Anti-Manipulation Rules Concerning Securities Offerings 2016 is a webinar that covers topics such as:

  • Prohibition of Price Manipulation
  • CFTC Proposed Rules to Expand Prohibition on Market Manipulation
  • The Red Flags of Securities Fraud
  • SEC Proposes Rule 9j-1 under the Exchange Act for Security-based Swaps
  • The Monetary Scope of Securities Fraud
  • The Four Fundamental Categories of Securities Fraud
  • Investigative Resources and Examination Strategies
  • Investment Fraud Terminology

Anti-Manipulation Rules Concerning Securities Offerings 2016 is intended for:

  • Controllers and corporate managers
  • Bank and financial institution auditors
  • Governance, risk management and compliance officers
  • Forensic and management accountants, accounts payable, and financial analysts
  • CFEs and other anti-fraud professionals
  • Internal and external auditors, CPAs and CAs
  • Securities attorneys
  • Financial services professionals
  • Board members

Past Events

Important

Please, check "Anti-Manipulation Rules Concerning Securities Offerings" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Internal Audit & Compliance, Management, Risk Management
Services: Banking

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