Conducting Internal Investigations: Insights from Former SEC Inspector General 2015 covers topics such as:
- How to initiate an internal investigation
- Description of and anecdotes from several high-profile investigations, including the investigation of how the SEC failed to uncover Bernie Madoff’s $50 billion Ponzi scheme
- Discussion of investigative techniques utilized in different situations
- How to gather evidence in an internal investigation
- How to locate relevant (hard copy and electronic) documents in an investigation
- How to ensure the credibility of an internal investigation
- How to draft comprehensive investigative reports
- How to conduct effective witness interviews
Conducting Internal Investigations: Insights from Former SEC Inspector General 2015 brings together:
- Risk Assessment Professionals
- Compliance Officers
- CEOs and Senior Management Officials of Small to Mid-size Firms
- Internal Investigators
- Internal Auditors
- Operational Managers
- Staff with Roles and Responsibilities in Risk Assessment Departments
- Staff with Roles and Responsibilities in Compliance Departments
