FORM ADV and Investment Adviser Act Rule Updates 2017

  • 25-26 May 2017
  • Webinar

Description

FORM ADV and Investment Adviser Act Rule Updates 2017 is a webinar that covers topics such as:

  • ADV Part 2 A
  • ADV Part 1
  • Annual Filing Requirements
  • ADV Part 2 B
  • Final Rule
  • Other Than Annual Filings
  • Requirements for Annual Amendments
  • Descriptions of Sections of ADV Part 1 and Part 2 A & B
  • What are Material Changes?
  • When do Material, Changes need to be updated other than annually
  • The areas to consider avoiding regulatory events

FORM ADV and Investment Adviser Act Rule Updates 2017 is intended for attendees from:

  • Financial Advisors
  • Chief Compliance Officers
  • Certified Financial Planners
  • Financial Planners
  • Investment Managers
  • Chartered Financial Analysts
  • Compliance Professionals
  • Operations Managers
  • Audit/Risk Managers
  • Compliance Consultants

Past Events

Important

Please, check "FORM ADV and Investment Adviser Act Rule Updates" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance, Internal Audit & Compliance, Management, Risk Management
Services: Banking, Insurance

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