Managing the Alert/Case Clearing Investigation Process - BSA/AML/OFAC Compliance

Managing the Alert/Case Clearing Investigation Process - BSA/AML/OFAC Compliance is a webinar that covers topics such as:

  • Alert and case clearing methodology
  • The industry standard for the investigation process
  • The importance of an alert/case management system
  • The quality control issues that can arise
  • The escalation process – what is practical and proper and at what point you decide to file
  • Determining the difference between a false positive and a true positive
  • Determining what might be excessive false positives for your institution and how to "fix" that

Managing the Alert/Case Clearing Investigation Process - BSA/AML/OFAC Compliance is intended for:

  • Compliance Officers
  • BSA/AML Officers
  • Sanctions Officers
  • Chief Compliance Officers
  • Risk Officers
  • AML Analysts
  • Legal Departments
  • Chief Risk Officers
  • CEO/Presidents
  • Risk Managers
  • Broker-Dealers
  • Banks
  • Money Services Businesses
  • Other non-bank financial institutions

Past Events

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