Marketing & Advertising Compliance Forum for Investment Advisors

The Marketing & Advertising Compliance Forum for Investment Advisors is dedicated to Enhance your growth potential through compliant advertising & marketing practices.

The Marketing & Advertising Compliance Forum for Investment Advisors covers topics such as:

  • The SEC’s top priorities regarding marketing & advertising
  • Best practices for establishing compliance policies and procedures that keep you out of hot water with the SEC
  • How to update marketing & advertising materials to reflect fiduciary rule changes
  • Tips & tricks for a compliant internet-based, mobile-friendly marketing and advertising campaign
  • Providing accurate, error-free RFP responses, client inquires, and DDQs that don’t mislead investors
  • Proactive preparation to stay ahead of an SEC exam
  • JOBS Act and its influence on the advertising & marketing of private funds


Please, check the official conference website for possible changes, before you make any traveling arrangements

Prices are for evaluation only.

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