National Society of Compliance Professionals (NSCP) National Conference 2020

  • Oct 2020 (Not Final)
  • United States

Description

The National Society of Compliance Professionals (NSCP) National Conference 2020 is a conference that covers topics such as:

  • An Introduction to the Advisers Act and the Role of the Compliance Officer
  • An Introduction to FINRA Regulations and the Role of the Compliance Officer
  • Professional Development for Compliance Professionals
  • Fundamentals of Compliance and Best Practices for Private Funds and Hedge Funds
  • The Basics of Underwriting
  • Establishing Effective Records Management in Accordance with Rules and Using Technology

The National Society of Compliance Professionals (NSCP) National Conference 2020 brings together Hedge Fund/Private Fund personnel, Investment Advisers, Dealers, Brokers and Investment Companies.

The National Society of Compliance Professionals (NSCP) National Conference 2020 might be held in United States in Oct 2020 (Not Final).

More Details

850-1700 US Dollar
Included
NSCP - National Society of Compliance Professionals

Future Events

  • National Society of Compliance Professionals (NSCP) National Conference 2020 - Oct 2020, United States (17822)

Past Events

  • National Society of Compliance Professionals (NSCP) National Conference 2019 - 20-23 Oct 2019, Hilton Baltimore, Baltimore, MD, United States (8949)
  • National Society of Compliance Professionals (NSCP) National Conference 2018 - 29-31 Oct 2018, Omni Hotel at CNN Center, Atlanta, GA, United States (17821)
  • National Society of Compliance Professionals National Meeting - NSCP 2017 - 16-18 Oct 2017, Omni Shoreham Hotel, Washington, DC, United States (30117)

Important

Please, check the official conference website for possible changes, before you make any traveling arrangements

Prices are for evaluation only.

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