Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices 2016 is a webinar that covers topics such as:
- Why it is critical to prepare a risk assessment on the third parties?
- Who are third party vendors?
- What those risks could mean for the end-clients, the investors
- An overview of the potential risks a third party vendor may impose on your firm
- Types of questions to ask third party vendors in order to facilitate risk assessment
- Ways to work with the third party vendors to help mitigate the risks
Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices 2016 is intended for attendees from:
- Risk Managers
- Audit and Compliance Personnel
- Chief Operating Officers
- Operations Managers
- Attorneys
- CPA Firms
- Compliance Consulting Firms
- Investment Management/Portfolio Managers
- Client Service Managers
- Outsourced IT Firms/Cyber Security Firms
- Human Resources Personnel in Finance or IT
