Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices 2017 is a webinar that covers topics such as:
- Determination of the third parties
- Rules, regulations and best practices concerning third party risk assessment
- Best practices for monitoring the progress of the assessment
- The questions to ask third parties
- Educating existing third party vendors on why this type of due diligence is being conducted
- Suggestions on the documentation of the assessment
- How to select a background firm and audit your current screening practices
- Creating policies for onboarding new third party vendors
Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices 2017 is intended for:
- Risk Managers
- Audit and Compliance Personnel
- Chief Operating Officers
- Operations Managers
- Attorneys
- CPA Firms
- Compliance Consulting Firms
- Investment Management/Portfolio Managers
- Client Service Managers
- Outsourced IT Firms/Cyber Security Firms
- Human Resources Personnel in Finance or IT
