Risk Reduction against Regulatory Enforcement by the Investment Advisory Community Panel 2015

  • 10-11 Sep 2015
  • DoubleTree by Hilton Hotel San Diego Downtown, CA, United States

Description

The Risk Reduction against Regulatory Enforcement by the Investment Advisory Community Panel 2015 is a seminar that covers topics such as:

  • Utilize compliance integrity
  • Understand how identify and protect compliance integrity
  • Receive a tool box of methods to assist you in knowing if you have a comprehensive, bullet proof system for growing compliance integrity into revenue
  • Evaluate effectiveness, suitability and adaptability of implemented solutions/corrective actions
  • Problem solving methods to help you assess which is best for your situation
  • To investigate and to evaluate and prioritize solutions
  • Differentiate between proactive and reactive actions
  • Develop successful implementation plans
  • Perform opportunity assessments effectively
  • Understand where an issue can be localized or must be evaluated in the larger context for systemic effect
  • Understand where companies adopt best practices

Past Events

Important

Please, check "Risk Reduction against Regulatory Enforcement by the Investment Advisory Community Panel" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Management, Risk Management
Education: Training
Health & Medicine: Healthcare, Medical technology, Pharma

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