Rule 206(4)-2, The `Custody Rule` 2016 is a webinar that covers topics such as:
- Notices to clients detailing how their assets are being held
- Use of "qualified custodians" to hold client assets
- Annual surprise exams
- Account statements for clients detailing their holdings
- Additional protections when a related qualified custodian is used
Rule 206(4)-2, The `Custody Rule` 2016 is intended for attendees from:
- Compliance Personnel
- Audit
- Operations Managers
- Risk Managers
- Attorneys
- Chief Operating Officers
- Client Service Managers
- Investment Management/Portfolio Managers
- Chief Operating Officers
- Accountants
- Financial Planners
- Chief Executive Officers
- CPA Firms
