Securities Litigation & Enforcement 2013 is a conference that covers topics such as:
- Assess the impact of recent case law on secondary market liability class actions
- Hear directly from IIROC and the MFDA about their most recent enforcement initiatives
- Identify the factors that determine whether a regulator will proceed administratively or commence quasi-criminal proceedings
- Understand how shareholder activism is impacting securities litigation
- Learn how in-house counsel manage risk, resources and protect corporate reputation when faced with regulatory enforcement proceedings and litigation
- Develop successful strategies for dealing with broker/dealer regulatory and litigation issues
Securities Litigation & Enforcement 2013 brings together:
- Private practice lawyers from Canada and the U.S.:
- In-House counsel/Corporate counsel
- Corporate
- Securities litigators
- Regulators, including professionals from securities commissions
- M&A
- Investment and mutual fund dealers and advisors
- Compliance officers and risk managers
- Investigators, law enforcement
- D&O insurers, underwriters and claims analysts
- Mediators and arbitrators
- Auditors
- Criminal prosecutors, provincial ministries of the Attorney General
