Trade Surveillance & Market Compliance for Financial Institutions

Trade Surveillance & Market Compliance for Financial Institutions is a course dedicated to practical insights of trade surveillance and market compliance.

Trade Surveillance & Market Compliance for Financial Institutions covers topics such as:

  • Operational efficiency and how it can enable real-time monitoring
  • How the need and demand for trade surveillance is evolving in a world of regulation
  • Understanding how surveillance is part of the bigger picture and how it fits with the rest of the organisation
  • How to correctly collect and use your data and the compliance issues surrounding it
  • Considering the effects of insider trading and low priced securities fraud

Trade Surveillance & Market Compliance for Financial Institutions brings together attendees with job titles such as:

  • Governance
  • Head of market compliance
  • Trade floor supervision
  • Head of traders
  • Trade monitoring
  • Trader
  • Head of monitoring
  • Head of market surveillance
  • Finance and capital markets
  • Regulatory monitoring manager
  • Securities
  • Risk officer/ analyst/ manager

Important

Please, check the official conference website for possible changes, before you make any traveling arrangements

Prices are for evaluation only.

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