The 22nd Annual SECURITIES REGULATION AND COMPLIANCE 2012 is a conference that covers topics such as:
- Risk Management in Futures Trading and Electronic Commodities
- Neutralizing Risk at the Outset: Testing the Effectiveness of the Compliance Programs
- Prepare for Changes in Marketing of Prospectus Offerings
The 22nd Annual SECURITIES REGULATION AND COMPLIANCE 2012 brings together:
- Securities and Corporate Lawyers in Private Practice
- Regulators
- Compliance Officers
- General Counsel, In-House Counsel, Chief Legal Officers
- Chief Financial Officers, Chief Executive Officers, Internal Auditors, Controllers
- Securities industry Executives, Managers, Dealers, Brokers, Transfer Agents and Professionals
- Corporate Secretaries
- Directors and Officers
- Corporate and Commercial Investors
- Underwriters and Issuers
- Mutual Fund and Pension Fund Managers
- Investment Portfolio Executives and Dealers