AML/OFAC Risk Assessment: The Cornerstone of an Effective Compliance Shop 2016 is a webinar that covers topics such as:
- Identify each department`s OFAC risk factors
- Know what is on the OFAC list
- Document and summarize
- Evaluate and rate each risk
- Higher risk geographic locations in relation to BSA/AML
- 10 risk-based OFAC monitoring and screening practices
- 5 specific risk categories of AML
AML/OFAC Risk Assessment: The Cornerstone of an Effective Compliance Shop 2016 is intended for attendees from:
- Securities attorneys
- Financial services professionals
- Risk/compliance officers in the field of finance
- Fraud professionals
- Governance/board members
- Wall Street professionals