3rd Annual Trade Surveillance and Compliance Monitoring 2014

Apr 2014

Recommended Hotels

Key Topics

Best practice in monitoring HFT and algo trading
Implementation of ESMA guidelines
Intelligent surveillance systems that can manage higher volumes of data and higher volumes of trades
How and when should desk reviews be performed?
Best practice on complex products such as structured products and derivatives

Who should Attend

Heads of

Trade Monitoring
Trade Surveillance
Compliance
Trade Control
Compliance Monitoring

from

Commodity Trading Firms
Banks
Brokers
Asset Managers
Exchanges

Past Events

3rd Annual Trade Surveillance and Compliance Monitoring 2014 - Apr 2014, (37323)

2nd Annual Trade Surveillance and Compliance Monitoring 2013 - 15-17 Apr 2013, Grosvenor Hotel, London, United Kingdom (37322)

Annual Trade Surveillance and Compliance Monitoring 2026

Important

Please, check "Annual Trade Surveillance and Compliance Monitoring" official website for possible changes, before making any traveling arrangements

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Business: Finance, Internal Audit & Compliance, Risk Management

Services: Banking

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