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3rd Annual Trade Surveillance and Compliance Monitoring 2014
Apr 2014
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3rd Annual Trade Surveillance and Compliance Monitoring 2014
Key Topics
Best practice in monitoring HFT and algo trading
Implementation of ESMA guidelines
Intelligent surveillance systems that can manage higher volumes of data and higher volumes of trades
How and when should desk reviews be performed?
Best practice on complex products such as structured products and derivatives
Who should Attend
Heads of
Trade Monitoring
Trade Surveillance
Compliance
Trade Control
Compliance Monitoring
from
Commodity Trading Firms
Banks
Brokers
Asset Managers
Exchanges
Read more
Past Events
3rd Annual Trade Surveillance and Compliance Monitoring 2014 - Apr 2014,
(37323)
2nd Annual Trade Surveillance and Compliance Monitoring 2013 - 15-17 Apr 2013, Grosvenor Hotel, London, United Kingdom
(37322)
Annual Trade Surveillance and Compliance Monitoring 2026
Important
Please, check "Annual Trade Surveillance and Compliance Monitoring" official website for possible changes, before making any traveling arrangements
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Finance, Internal Audit & Compliance, Risk Management
Services:
Banking
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