National Society of Compliance Professionals (NSCP) National Conference 2022

  • 17-19 Oct 2022
  • Gaylord National Resort & Convention Center, National Harbor, MD, United States

Description

The National Society of Compliance Professionals (NSCP) National Conference 2022 is a conference that covers topics such as:

  • An Introduction to the Advisers Act and the Role of the Compliance Officer
  • An Introduction to FINRA Regulations and the Role of the Compliance Officer
  • Professional Development for Compliance Professionals
  • Fundamentals of Compliance and Best Practices for Private Funds and Hedge Funds
  • The Basics of Underwriting
  • Establishing Effective Records Management in Accordance with Rules and Using Technology

The National Society of Compliance Professionals (NSCP) National Conference 2022 brings together Hedge Fund/Private Fund personnel, Investment Advisers, Dealers, Brokers and Investment Companies.

The National Society of Compliance Professionals (NSCP) National Conference 2022 might be held in National Harbor in 17-19 October 2022.

Venue

  • Gaylord National Resort & Convention Center , 201 Waterfront Street, National Harbor, Maryland, United States

More Details

Prices:
850-1700 US Dollar (Estimated)
Organizer:
NSCP - National Society of Compliance Professionals
Website:

Future Events

Past Events

Important

Please, check the official event website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance, Internal Audit & Compliance, Legal, Management
Government & Global Issues: Law & Regulations

Other Events with Similar Categories

Other Events with Similar Location or Organizer

Featured Conferences & Exhibitions