National Society of Compliance Professionals (NSCP) National Conference 2025

2025
United States

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Description

Topics

An Introduction to the Advisers Act and the Role of the Compliance Officer
An Introduction to FINRA Regulations and the Role of the Compliance Officer
Professional Development for Compliance Professionals
Fundamentals of Compliance and Best Practices for Private Funds and Hedge Funds
The Basics of Underwriting
Establishing Effective Records Management in Accordance with Rules and Using Technology

Who should Attend

Hedge Fund/Private Fund personnel, Investment Advisers, Dealers, Brokers and Investment Companies.

Tours and Transfers

Reserve now, Pay later

In United States

Event Tickets

Concerts, Shows, Sport...

More Details

Prices:

850-1700 US Dollar (Estimated)

Organizer:

NSCP - National Society of Compliance Professionals

Website:

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Future Events

National Society of Compliance Professionals (NSCP) National Conference 2025 - 2025, United States (30117)

Past Events

National Society of Compliance Professionals (NSCP) National Conference 2024 - 27-30 Oct 2024, Omni Downtown Dallas Hotel, Texas, United States (17822)
National Society of Compliance Professionals (NSCP) National Conference 2023 - 16-18 Oct 2023, Omni Downtown Dallas Hotel, Texas, United States (8949)
National Society of Compliance Professionals (NSCP) National Conference 2022 - 17-19 Oct 2022, Gaylord National Resort & Convention Center, National Harbor, Maryland, United States (17821)

Important

Please, check "National Society of Compliance Professionals (NSCP) National Conference" official website for possible changes, before making any traveling arrangements

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Business: Finance, Internal Audit & Compliance, Management

Government & Global Issues: Law & Regulations

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