Securities Litigation & Enforcement 2013

Key Topics

• Assess the impact of recent case law on secondary market liability class actions
• Hear directly from IIROC and the MFDA about their most recent enforcement initiatives
• Identify the factors that determine whether a regulator will proceed administratively or commence quasi-criminal proceedings
• Understand how shareholder activism is impacting securities litigation
• Learn how in-house counsel manage risk, resources and protect corporate reputation when faced with regulatory enforcement proceedings and litigation
• Develop successful strategies for dealing with broker/dealer regulatory and litigation issues

Who should Attend

• Private practice lawyers from Canada and the U.S.:
• In-House counsel/Corporate counsel
• Corporate
• Securities litigators
• Regulators, including professionals from securities commissions
• M&A
• Investment and mutual fund dealers and advisors
• Compliance officers and risk managers
• Investigators, law enforcement
• D&O insurers, underwriters and claims analysts
• Mediators and arbitrators
• Auditors
• Criminal prosecutors, provincial ministries of the Attorney General