Approved Persons and Significant Influence Functions 2011

  • 15 Feb 2011
  • London, United Kingdom

Description

A focused and timely workshop emphasising the FSA s Revised Expectations of Corporate Governance, Culture and Senior Executive Competence
Attending this timely update will help Approved Persons and those who support them:
  • Get to grips with the final requirements of the FSA s Policy Statement 10/15
  • Ensure compliance before the FSA s implementation deadline in May 2011
  • Understand the FSA s enhanced approach to corporate governance and the FSA s emerging philosophy on the importance of the right culture
  • Understand the consequences for Significant Influence Function (SIF) holders of the FSA`s intrusive approach to supervision
  • Manage interviews of SIFs by FSA pre-appointment: know what happens and what to expect
  • Non Executive Directors: what are your responsibilities, what do the FSA expect of you
  • Maintain and evidence ongoing competence for Approved Persons who are SIF holders
  • Credible deterrence: understand the FSA s enforcement strategy
  • Test your interpretation of the new requirements through case studies
  • Ensuring effective risk management by senior management

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Important

Please, check "Approved Persons and Significant Influence Functions" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Management

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