Regulatory Update: FinCEN`s New CDD Rule, The New Fifth Prong of The AML Program 2017 is a webinar that covers topics such as:
- Determining who are the Beneficial Owners and Control Parties
- Sources of information to validate Beneficial/Control Parties
- Developing an entity risk profile
- How to deal with excluded entities and related parties
- Implementation of the Risk Profile into the BSA AML protocols
- What does the Risk Profile tell and how to use it
- Ongoing Monitoring and Modification of the Risk Profile
Regulatory Update: FinCEN`s New CDD Rule, The New Fifth Prong of The AML Program 2017 is intended for attendees from:
- Managers and Oversight personnel
- AML/BSA officers
- Brokers
- Legal and Policy Personnel of Banks
- Credit Unions
- Insurance Companies
- Mutual Funds and Investment Groups
