Investment Adviser Compliance Forum 2011

30 Nov - 01 Dec, 2011

Boston, MA, United States

Recommended Hotels

Key Topics

Insider Trading Issues within the Firm
Dodd-Frank Act and the Impact to the Investment Adviser Community
New Registration Forms for Investment Adviser
Prepare Internally for SEC Examinations
Emerging Issues with Social Media Platforms

Who should Attend

Executives and managers involved in Compliance Counsel and Global Compliance, Chief Compliance Officers, Investment Advisers and Hedge Fund Managers.

Past Events

Investment Adviser Compliance Forum 2011 - 30 Nov - 01 Dec, 2011, Boston, Massachusetts, United States (18625)

Investment Adviser Compliance Forum 2026

Important

Please, check "Investment Adviser Compliance Forum" official website for possible changes, before making any traveling arrangements

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Services: Banking

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