Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices 2016
21 Apr 2016
Webinar
Key Topics
Why it is critical to prepare a risk assessment on the third parties?
Who are third party vendors?
What those risks could mean for the end-clients, the investors
An overview of the potential risks a third party vendor may impose on your firm
Types of questions to ask third party vendors in order to facilitate risk assessment
Ways to work with the third party vendors to help mitigate the risks
Who should Attend
Attendees from:
Risk Managers
Audit and Compliance Personnel
Chief Operating Officers
Operations Managers
Attorneys
CPA Firms
Compliance Consulting Firms
Investment Management/Portfolio Managers
Client Service Managers
Outsourced IT Firms/Cyber Security Firms
Human Resources Personnel in Finance or IT
Past Events
Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices 2016 - 21 Apr 2016, Webinar (58709)
Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices 2026
Important
Please, check "Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices" official website for possible changes, before making any traveling arrangements
