Regulatory Update: FINCEN's New CDD Rule and the New Fifth Prong of the AML Program 2016
10 Aug 2016
Webinar
Key Topics
Determining who are the Beneficial Owners and Control Parties
Sources of information to validate Beneficial/Control Parties
Developing an entity risk profile
How to deal with excluded entities and related parties
Implementation of the Risk Profile into the BSA AML protocols
What does the Risk Profile tell and how to use it
Ongoing Monitoring and Modification of the Risk Profile
Who should Attend
Attendees from:
Managers and Oversight personnel
AML/BSA officers
Brokers
Legal and Policy Personnel of Banks
Credit Unions
Insurance Companies
Mutual Funds and Investment Groups
Past Events
Regulatory Update: FINCEN's New CDD Rule and the New Fifth Prong of the AML Program 2016 - 10 Aug 2016, Webinar (61217)
Regulatory Update: FINCEN`s New CDD Rule and the New Prong of the AML Program 2026
Important
Please, check "Regulatory Update: FINCEN`s New CDD Rule and the New Prong of the AML Program" official website for possible changes, before making any traveling arrangements
