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Rule 206(4)-2, The 'Custody Rule' 2016
17 Aug 2016
Webinar
Home
Rule 206(4)-2, The 'Custody Rule' 2016
Key Topics
Notices to clients detailing how their assets are being held
Use of "qualified custodians" to hold client assets
Annual surprise exams
Account statements for clients detailing their holdings
Additional protections when a related qualified custodian is used
Who should Attend
Attendees from:
Compliance Personnel
Audit
Operations Managers
Risk Managers
Attorneys
Chief Operating Officers
Client Service Managers
Investment Management/Portfolio Managers
Chief Operating Officers
Accountants
Financial Planners
Chief Executive Officers
CPA Firms
Read more
Past Events
Rule 206(4)-2, The 'Custody Rule' 2016 - 17 Aug 2016, Webinar
(61324)
Rule 206(4)-2, The `Custody Rule` 2026
Important
Please, check "Rule 206(4)-2, The `Custody Rule`" official website for possible changes, before making any traveling arrangements
Event Categories
Business:
Finance, Internal Audit & Compliance, Risk Management
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