Steering Clear of DOJ s Most Likely to Be Caught List 2015 is a webinar that covers topics such as:
- What is a compliance program and what does it cover?
- State of Department of Justice compliance investigations 2014/15
- How a compliance program should be covered and implemented
- What is not considered part of a legal compliance program
- What compliance programs help accomplish and avoid
- Examples of how compliance programs are successfully extended to outside business partners
- What is a code of conduct and how it should be written into a compliance program
- Contents of a solid (general) compliance program
- Who needs to be listed as contacts in a compliance code book for employees
- Internal reporting of violations – simplicity, confidentiality, no reprisals
- Meaning and handling of confidential information
- Discussion of what’s difference between code and ethics, who must be covered
- LinkedIn and expert advisor networks – how to cover in compliance program
- Insider trading policy – how it can affect your private company
- Retention and altering of documents
- Importance of accurate communications – oral, paper, Internet
- Separating compliance code from HR rules
- Confidentiality
- Environmental health and safety as part of a compliance program
- Protection and use of your and other’s intellectual property
- Critical personnel policies that must be part of a compliance program and code
- Conflicts of interests
- Wrap up of key issues
- Cooperation in federal or state investigations
- Sample forms
- Important government websites on compliance, import, export, FCPA, and others
Steering Clear of DOJ s Most Likely to Be Caught List 2015 is intended for:
- Business owners and partners
- Privately-owned businesses and professional services companies with revenues of $300k to $300mm
- Suppliers
- Vendors
- Sales Managers
- Bookkeepers
- Controllers
- Office Managers
- Pharmacists
- Comptrollers
- Nurse Practitioners
- Physicians
- Purchasing
- Chiropractors
- Marketing and production managers of any manufacturing or distribution companies
- Import and Export
- Medical offices
- Storage, sales (including online), or warehousing facilities
