CDD Rules Update: Where Are You Now? 2019 is an event dedicated to risk-based procedures to conduct ongoing customer due diligence (CDD).
CDD Rules Update: Where Are You Now? 2019 covers topics such as:
- Updated key pillars of an AML regulations
- Special rules for beneficial owners?
- Updating existing monitoring procedures to incorporate ongoing CDD
- Best practices for beneficial ownership information at lower ownerships amounts under 25%?
- Do we have to use the new form?
- How to implement an effective program
- Expectations in BSA/AML programs
- New procedures and policies for business accounts
- New faces of AML fraud
- Examples of High Risk Profiles
- Ongoing monitoring and training programs
CDD Rules Update: Where Are You Now? 2019 intended for:
- Brokerage firms
- BSA Officer
- Compliance officers
- Branch staff
- Payment service providers
- Money Service Providers
- Pay Day lenders
- Compliance Officers
- Regulatory Compliance Associates and Managers
- CFOs and Presidents of Payment Service providers
- Independent Sales Organizations
- BSA staff
- Managers of Payment Service Providers