AML/OFAC Risk Assessment The Cornerstone of an Effective Compliance Shop 2019 is a webinar that covers topics such as:
- Identifying each department’s OFAC risk factors
- What is on the OFAC list
- Document and summarize
- Evaluating and rating each risk
- Higher risk geographic locations in relation to BSA/AML
- 10 risk-based OFAC monitoring and screening practices
- 5 specific risk categories of AML
AML/OFAC Risk Assessment The Cornerstone of an Effective Compliance Shop 2019 is intended for:
- Securities attorneys
- Financial services professionals
- Risk/compliance officers in the field of finance
- Fraud professionals
- Governance/board members
- Wall Street professionals