FORM ADV and Investment Adviser Act Rule Updates 2017 is a webinar that covers topics such as:
- ADV Part 2 A
- ADV Part 1
- Annual Filing Requirements
- ADV Part 2 B
- Final Rule
- Other Than Annual Filings
- Requirements for Annual Amendments
- Descriptions of Sections of ADV Part 1 and Part 2 A & B
- What are Material Changes?
- When do Material, Changes need to be updated other than annually
- The areas to consider avoiding regulatory events
FORM ADV and Investment Adviser Act Rule Updates 2017 is intended for attendees from:
- Financial Advisors
- Chief Compliance Officers
- Certified Financial Planners
- Financial Planners
- Investment Managers
- Chartered Financial Analysts
- Compliance Professionals
- Operations Managers
- Audit/Risk Managers
- Compliance Consultants